Restrictions on Trading Players

Generally, an MLB club can trade a player on its MLB Reserve List (40-man roster) and minor league reserve lists at any time. However, there are a few restrictions:

1. A player who signs after being selected in the MLB Rule 4 Draft (First-Year Player Draft) cannot be traded until after the conclusion of the World Series. NOTE: Previously, a player signed after being selected in the MLB Rule 4 Draft could not be traded until the first anniversary of the player signing his first contract.  

2. A minor league player eligible for selection in the Rule 5 Draft cannot be added to an MLB Reserve List (40-man roster), traded to another organization, or transferred from one minor league reserve list to another within the same organization, beginning with the filing of MLB & minor league reserve lists on November 20th (or November 19th if November 20th falls on a Saturday or November 18th if November 20th falls on a Sunday) and extending through the completion of the Rule 5 Draft.

3. A player cannot be traded while he is on waivers.

4. A player on an MLB Reserve List (40-man roster) who has accrued at least ten years of MLB Service Time with at least the last five years of MLB Service Time accrued with the same club (a so-called "10/5" player) has an automatic "no trade" right for as long as he remains with that club. The player can waive this right if he so chooses.

5. An Article XX-B MLB free-agent who signs a Major League contract after 11:59 PM (Eastern) on the 5th day after the final game of the World Series has an automatic "no trade" right through June 15th. The player can waive this right, but if he does he can be traded only for cash and/or player contracts with a maximum aggregate value of $50,000. Note that an Article XX-B MLB free-agent who signs a minor league contract after 11:59 PM (Eastern) on the 5th day after the final game of the World Series does NOT receive an automatic "no trade" right, even if the player is later added to the club's MLB Reserve List (40-man roster).  

POST-2016 ARTICLE XX-B MLB PLAYERS ON CUBS MLB RESERVE LIST: (updated 6-16-2016)
TBD

PLAYERS ON CUBS MLB RESERVE LIST WHO HAVE CONTRACTUAL "NO-TRADE" RIGHTS: (updated 6-16-2016)
Jason Heyward, OF (thru 2018) 
Jon Lester, LHP (thru 2020, or thru 2021 if auto-option vests or if club exercises club option)) 
Ben Zobrist, INF (thru 2018)

6. If a "Player to Be Named Later" (PTBNL) is part of a trade, the PTBNL cannot be on an MLB 25-man roster (MLB Active List) at any time beginning when the trade is executed (filed with the MLB office) up until when the trade is completed. A PTBNL can be a specific player or the PTBNL can be selected from a list of players or a class of players as determined by the clubs when the trade is executed. Beginning in 2015, a player signed after being selected in the MLB Rule 4 Draft (First-Year Player Draft) cannot be a PTBNL in any trade made prior to the conclusion of the World Series. Clubs have six months to agree on a PTBNL, but the clubs can agree (when the trade is executed) on a deadline that is less than six months. A cash payment (typically $50,000 for trades involving players on the 40-man roster) can be substituted for a PTBNL if no agreement can be reached within six months, but the alternative cash payment must be agreeable to both clubs and stated in writing when the trade is executed. 

7. Beginning at 4 PM (Eastern) on July 31st and extending through the conclusion of the MLB regular season, Trade Assignment Waivers must be secured before a player on an MLB 40-man roster (or 60-day DL) can be traded. NOTE: Because July 31st falls on a Sunday in 2016, the "non-waiver" trade deadline will be extended one day (to 4 PM Eastern on August 1st) in 2016 (only). 

8. In most cases a player on a disabled list can be traded, even if the player is not eligible to be reinstated and/or healthy enough to play. The one exception is if Trade Assignment Waivers must be secured before the player can be traded. In that case (only), the player must be eligible to be reinstated from the Disabled List AND healthy enough to play before the player can be placed on waivers. Otherwise the disabled player would have to remain a "Player to Be Named Later" until either the player is eligible to be reinstated from the Disabled List AND healthy enough to play such that Trade Assignment Waivers can be secured, or until the conclusion of the MLB regular season (if Trade Assignment Waivers are not secured).

 

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  • Hmmm, my math might be fuzzy but if he retired 3 batters with 3 pitches, how did he get a 1/1 GO/AO ratio?

    bradsbeard 33 min 40 sec ago view
  • Pls DFA Peralta when Richard comes back. Richard 1 IP, O R, O ER, 0 BB, 2 Ks in first rehab appearance. We really need to trade for a LHRP.

    chitownmvp01 50 min 56 sec ago view
  • "The Boston Red Sox were banned from signing any international players for the next year and had five of their teenage prospects declared free agents on Friday after a Major League Baseball investigation showed they circumvented signing-bonus rules last year, a source familiar with the situation told Yahoo Sports."

    https://www.yahoo.com/sports/news/source-red-sox-b...

    Rob Richardson 4 hours 30 min ago view
  • The thing with Heyward is its not just free agency. He is way under performing his career #s. He's making the same % of contact but his soft contact is much higher and hard contact much lower than all his previous years so there is something very specifically going on this year causing the issues. Chances are he will eventually get back to his previous #s and it's better to get the slump now and get that hot run later but I wish I knew what is different about this year. He's either just not seeing the ball as well or a swing change is causing it.

    johann 4 hours 45 min ago view
  • Only 3 pitches for Leathersich. Not much of a rehab outing.

    Thanks for the reporting Phil.

    QuietMan 4 hours 57 min ago view
  • He's the nastiest pitcher I've seen in awhile. I'm gonna give them all a mulligan on this one.

    Coghlan's strike out was more disappointing. He was fighting off a lot of pitches and not swinging at crap, and on the last pitch, he swung at stuff he was laying off, and struck out.

    And Heyward, too. I don't blame Heyward - I blame free agency. I hate it. You almost never get a valid return on the investment.

    I look forward to the day when ball players own the teams. The current economics are not sustainable.

    Old and Blue 5 hours 58 min ago view
  • Oh, I'm sure you're right. He's not 27-27 in saves for nothing. But, man, I hope they learned last night that he didn't throw a single pitch in the zone to KB, Contreras or Baez, and they all just kept swinging.

    billybucks 8 hours 6 min ago view
  • Sounds like a much better game than last night's fiasco in Flushing.

    Old and Blue 8 hours 23 min ago view
  • I'm pretty sure it looks like a sweet pitch on the way in. How many sinkers like that are there at 98 mph? I agree that they should just do a Lackey and stand their with their bat on their shoulders until he throws a strike next time, but I can see how that's hard to do.

    The bullpen, on the other hand, is a mess, and Heyward is starting to piss me off.

    Old and Blue 8 hours 24 min ago view
  • I noticed that too. He's getting to everything, but when he gets right under it on a high flyball he looks uncomfortable

    cubbies.4ever 16 hours 58 min ago view
  • Did you expect anything different?

    billybucks 17 hours 28 min ago view
  • Wow, did they blow this game. Stupid plays by the kids in the 7th -- Almora throwing to 3rd instead of 2nd to keep the DP in order (when a DP probably wins the game) and Baez throwing to 3rd (to a backpedalling KB) instead of getting the easy 2nd out at first - cost them the game. Also, Contreras almost throws the ball into RF on a nonexistent pick-off play. And Maddon, for using Peralta in the first place. Did they do a bunch of shots in the dugout before the 7th? Unbelievably bad baseball. I thought Almora had a high baseball IQ?

    billybucks 17 hours 50 min ago view
  • men on 2nd/3rd, 0 out...and nothing.

    cubs lose :(

    crunch 18 hours 23 min ago view
  • UH OH! RALLY TIME!

    crunch 18 hours 33 min ago view
  • Getting tired of this Heywood weak sauce

    jacos 18 hours 43 min ago view
  • Yep, can't say I disagree with that. His first batter and resulting walk was just brutal. Reminded me of a bit of Jacque Jones spiking his throws into the ground from RF.

    Eric S 18 hours 52 min ago view