Restrictions on Trading Players

Generally, an MLB club can trade a player on its MLB Reserve List (40-man roster) and minor league reserve lists at any time. However, there are a few restrictions:

1. A player who signs after being selected in the MLB Rule 4 Draft (First-Year Player Draft) cannot be traded until after the conclusion of the World Series. NOTE: Previously, a player signed after being selected in the MLB Rule 4 Draft could not be traded until the first anniversary of the player signing his first contract.  

2. A minor league player eligible for selection in the Rule 5 Draft cannot be added to an MLB Reserve List (40-man roster), traded to another organization, or transferred from one minor league reserve list to another within the same organization, beginning with the filing of MLB & minor league reserve lists on November 20th (or November 19th if November 20th falls on a Saturday or November 18th if November 20th falls on a Sunday) and extending through the completion of the Rule 5 Draft.

3. A player cannot be traded while he is on waivers.

4. A player on an MLB Reserve List (40-man roster) who has accrued at least ten years of MLB Service Time with at least the last five years of MLB Service Time accrued with the same club (a so-called "10/5" player) has an automatic "no trade" right for as long as he remains with that club. The player can waive this right if he so chooses.

5. An Article XX-B MLB free-agent who signs a Major League contract after 11:59 PM (Eastern) on the 5th day after the final game of the World Series has an automatic "no trade" right through June 15th. The player can waive this right, but if he does he can be traded only for cash and/or player contracts with a maximum aggregate value of $50,000. Note that an Article XX-B MLB free-agent who signs a minor league contract after 11:59 PM (Eastern) on the 5th day after the final game of the World Series does NOT receive an automatic "no trade" right, even if the player is later added to the club's MLB Reserve List (40-man roster).  

POST-2015 ARTICLE XX-B MLB PLAYERS ON CUBS MLB RESERVE LIST: (updated 12-15-2015)
Trevor Cahill, RHP
Jason Heyward, OF
John Lackey, RHP 
Ben Zobrist, IF-OF

6. If a "Player to Be Named Later" (PTBNL) is part of a trade, the PTBNL cannot be on an MLB 25-man roster (MLB Active List) at any time beginning when the trade is executed (filed with the MLB office) up until when the trade is completed. A PTBNL can be a specific player or the PTBNL can be selected from a list of players or a class of players as determined by the clubs when the trade is executed. Beginning in 2015, a player signed after being selected in the MLB Rule 4 Draft (First-Year Player Draft) cannot be a PTBNL in any trade made prior to the conclusion of the World Series. Clubs have six months to agree on a PTBNL, but the clubs can agree (when the trade is executed) on a deadline that is less than six months. A cash payment (typically $50,000 for trades involving players on the 40-man roster) can be substituted for a PTBNL if no agreement can be reached within six months, but the alternative cash payment must be agreeable to both clubs and stated in writing when the trade is executed. 

7. Beginning at 4 PM (Eastern) on July 31st and extending through the conclusion of the MLB regular season, Trade Assignment Waivers must be secured before a player on an MLB 40-man roster (or 60-day DL) can be traded. NOTE: Because July 31st falls on a Sunday in 2016, the "non-waiver" trade deadline will be extended one day (to 4 PM Eastern on August 1st) in 2016 (only). 

8. In most cases a player on a disabled list can be traded, even if the player is not eligible to be reinstated and/or healthy enough to play. The one exception is if Trade Assignment Waivers must be secured before the player can be traded. In that case (only), the player must be eligible to be reinstated from the Disabled List AND healthy enough to play before the player can be placed on waivers. Otherwise the disabled player would have to remain a "Player to Be Named Later" until either the player is eligible to be reinstated from the Disabled List AND healthy enough to play such that Trade Assignment Waivers can be secured, or until the conclusion of the MLB regular season (if Trade Assignment Waivers are not secured).

 

Recent comments

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  • Please be Noah Syndergaard and Andrew McCutchen...

    Kidding

  • Wow -- no Soler today, despite begin short of OF. As Baez's star rises, Jorge's has dimmed considerably.

  • http://espn.go.com/espn/otl/story/_/id/15458724/more-ped-busts-coming-ma...

    "OTL: More PED busts coming from Major League Baseball"

    Don't be a Cub, don't be a Cub, don't be a Cub!!!

  • Sorry typing too fast.

  • I think while I get what you're saying with moving around a lot of baseball is very rhythm based and for many players moving around a lot could disrupt that. It's the same reason many players aren't cut out for phing or dhing since they need to be in the rhythm of the game to hit.

    Of course then you have players like LaStella who are terrible as starters and should only PH. Really hope Madden doesn't get enthralled with him starting too much.

  • The players are required to perform with minimal thinking, relying on reflex, reaction, and muscle memory (or, as you say, rhythm). I think this point of view doesn't lend itself well to changing things up. Wearing Zany suits, on the other hand, does sound like fun and definitely keeps things interesting.

  • Scared me for a minute with your anagram for "Almora".

  • KKVG: Among the players at Extended Spring Training, Isaac Paredes is the most-impressive position-player from the Cubs 2015-16 IFA class (I'm not including OF Eddy Julio Martinez, because he skipped EXST and began the season at South Bend). Paredes has legit game power and handles himself well at SS, although I think he will likely eventually end-up at 2B or 3B (maybe not this year, but down-the-line). It is possible that Paredes will get assigned to Eugene (and skip AZL) next month, and I would say he's the only one of the Cubs 2015-16 IFA position players who could.

  • Having been a mediocre HS player, I would think at a professional level - and in their 20's - doesn't it sound actually FUN to have a chance to play different positions in a 162-Game, uber-long season?

    It has to take some of the monotony out of the job and keep you on your toes.

    In fact, the best manufacturing floor job satisfaction training theories include job rotation as a way to improve employee satisfaction.

    I hope Maddon can keep it going.

  • (It's usually KK, because his DNA is more like ours.)

  • Not just Maddon, but the organization as a whole. If the rumors are to be believed, they did a good job of letting Baez learn that he needed to change his approach, and Baez has done a good job listening to their instructions an adapting. Hopefully the same is true of Alomar, who is ripping up AAA.

    Previous management teams haven't been as good at this (e.g. Corey Patterson).

  • Man, this team makes you greedy. Going into Pittsburgh -- with Cole vs. Hammel Game 1 -- I was hoping for 2 out of 3. After winning the first 2 games 14-3, I now want a sweep. Same thing happened in STL. Very, very fun.

  • Repeating myself, but I give Maddon a lot of credit for Baez's success. Instead of talking about monster HRs and high K totals, he has talked up his defense, versatility and being a "special" player. The kid seems to have responded.

  • BOB: The attendance has taken a big hit since you left. 

  • K-DUB: I think the Cubs might consider skipping Dylan Cease past South Bend and starting him at Myrtle Beach next season, especially if he gets some time at South Bend this season and pitches well there. As a southern kid with TJS history, pitching at Myrtle Beach in April is probably a lot more attractive than pitching in South Bend, but Cease can't go to Myrtle Beach if he isn't ready for Hi-A. 

  • His story makes him someone I completely root for to succeed but it's interesting that he's not succeeding in the way anyone thought when he was just a prospect. Great defense and contact instead of power. I think failing so glaringly and getting sent back down might have been the best thing for him and his ego.

    He still swings at too many balls out of the strike zone but he's making a lot more contact on them which I think is helped by the less violent swing. So we might not get all the HRs we were expecting but I'll gladly take what he's giving.