Restrictions on Trading Players

Generally, an MLB club can trade a player on its MLB Reserve List (40-man roster) and minor league reserve lists at any time. However, there are a few restrictions:

1. A player who signs after being selected in the MLB Rule 4 Draft (First-Year Player Draft) cannot be traded until after the conclusion of the World Series. NOTE: Previously, a player signed after being selected in the MLB Rule 4 Draft could not be traded until the first anniversary of the player signing his first contract.  

2. A minor league player eligible for selection in the Rule 5 Draft cannot be added to an MLB Reserve List (40-man roster), traded to another organization, or transferred from one minor league reserve list to another within the same organization, beginning with the filing of MLB & minor league reserve lists on November 20th (or November 19th if November 20th falls on a Saturday or November 18th if November 20th falls on a Sunday) and extending through the completion of the Rule 5 Draft.

3. A player cannot be traded while he is on waivers.

4. A player on an MLB Reserve List (40-man roster) who has accrued at least ten years of MLB Service Time with at least the last five years of MLB Service Time accrued with the same club has an automatic "no trade" right for as long as he remains with that club. The player can waive this right if he so chooses.

5. An Article XX-B MLB free-agent who signs a Major League contract after 11:59 PM (Eastern) on the 5th day following the conclusion of the World Series has an automatic "no trade" right through June 15th. The player can waive this right, but if he does he can be traded only for cash and/or player contracts with a maximum aggregate value of $50,000.  Note that an Article XX-B MLB free-agent who signs a minor league contract after 11:59 PM (Eastern) on the 5th day following the conclusion of the World Series does NOT receive an automatic "no trade" right, even if the player is later added to the club's MLB Reserve List (40-man roster).  


6. If a "Player to Be Named Later" (PTBNL) is part of a trade, the PTBNL cannot be on an MLB 25-man roster (MLB Active List) at any time beginning when the trade is executed (filed with the MLB office) up until when the trade is completed. A PTBNL can be a specific player or the PTBNL can be selected from a list of players or a class of players as determined by the clubs when the trade is executed. Beginning in 2015, a player signed after being selected in the MLB Rule 4 Draft (First-Year Player Draft) cannot be a PTBNL in any trade made prior to the conclusion of the World Series. Clubs have six months to agree on a PTBNL, but the clubs can agree (when the trade is executed) on a deadline that is less than six months. A cash payment (typically $50,000 for trades involving players on the 40-man roster) can be substituted for a PTBNL if no agreement can be reached within six months, but the alternative cash payment must be agreeable to both clubs and stated in writing when the trade is executed. 

7. Beginning at 4 PM (Eastern) on July 31st and extending through the conclusion of the MLB regular season, Trade Assignment Waivers must be secured before a player on an MLB 40-man roster (or 60-day DL) can be traded.

8. In most cases a player on a disabled list can be traded, even if the player is not eligible to be reinstated and/or healthy enough to play. The one exception is if Trade Assignment Waivers must be secured before the player can be traded. In that case (only), the player must be eligible to be reinstated from the Disabled List AND healthy enough to play before the player can be placed on waivers. Otherwise the disabled player would have to remain a "Player to Be Named Later" until either the player is eligible to be reinstated from the Disabled List AND healthy enough to play such that Trade Assignment Waivers can be secured, or until the conclusion of the MLB regular season (if Trade Assignment Waivers are not secured).


Recent comments

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  • Correct. Castro 5th, AJax 6th; I'll edit my lineup post to fix this.

  • Lineup: Fowler, Soler, KB, Rizzo, Castro, AJax, Montero, Hendricks, Russell

  • if he put ajax 1st/2nd in the f'n playoffs he deserves to lose his nearly sure-thing MOY award to terry collins.

  • I believe Castro batting fifth, Ajax (LF) sixth

  • Maddon did not listen to me yesterday re Strop, or EricS on Schwarbs today.

    Wtf is up w/that?!

  • Crunch got his wish - Ajax not hitting 1-2 in the lineup ...

  • I know he's struggles against lefties but Schwarber seems zoned in - hope he starts tonight.

  • Awesome stuff, Phil.

  • listening on ESPN 1000, caller says Bill Welke will be the home plate ump today. Supposedly his reputation is for having an even bigger strike zone than last night's Phil Cuzzi. Some of the issues with bad umpiring come from an inconsistent strike zone. Hoping at least for consistency. Last night's called strike on David Ross was outright embarrassing for Cuzzi.

    That might work out in favor of Kyle Hendricks, who benefits much from a large strike zone.

  • it's kind of mesmerizing to watch
    should Theo add some Ted Abernathy videos for minor league pitching coordinator's use?

    sadly, Ted passed away in 2004 from complications of Alzheimers. I always loved the Cub bullpen trio of Phil Regan, Ted Abernathy and Hank Aguirre. As a kid, I even worked on both Phil Regan (very quirky delivery) and Ted Abernathy (extreme submarine) imitations when throwing a rubber ball against a wall. It wasn't a good imitation unless I could scrape my knuckles off the ground. I'll always have a soft spot in my heart for submariners.

  • HAGSAG: Chris Pieters was sent to instructs to develop his hitting, bunting, and outfield play (he is already a decent first-baseman).  

    Pieters is tall and rangy , a "long-strider" in the same mold as Trey Martin and Rashad Crawford. He is a very patient hitter (unusual for a hitter with his lack of experience) and has an outstanding (almost uncanny) eye at the plate, and he is a fast runner with unusually good baserunning instincts, and he is a good basestealer, too.

  • I doubt we will see Pedro in any more "high leverage" situations this series. With Hendricks and the pen today, we need Bryant-Rizzo-Castro to get going ASAP.

  • One funny thing to see before the game was the two submariner pitchers (David Berg and Corbin Hoffner) playing catch with each other. Both pitchers throw "submarine" even when they play catch, and it's kind of mesmerizing to watch, even for the other players. 

  • CUBSTER: One of the points of emphasis  at "basic" Instructs this year was teaching the position players the art of baserunning and base-stealing, like getting a good primary and seconday lead, reading the pitcher, cutting bases sharply, and different ways to slide to maximize the baserunner's chance to arrive safely. 

  • has some interesting stats/graphs on pitch and strike zones and you can dial up individual games/pitchers. I'd love to see some comments from readers who can interpret this better than I can. I thought the Ump was really inconsistent with a very wide zone. Does this info seem to match up with my eyeball perception? Also, looking at the graphs, Lackey was not throwing as many pitches below the K-zone (certainly more above) while Lester was clearly getting his pitches down and not many above.

  • As I was fearing in my post yesterday, Maddon keeps trotting Strop out against the Redbirds and he constantly fails. I understand the psychology behind this, but in a series where there is a finite lock on who moves on, why does he keep riding the wrong horse?