Restrictions on Trading Players

Generally, an MLB club can trade a player on its MLB Reserve List (40-man roster) and minor league reserve lists at any time. However, there are a few restrictions:

1. A player who signs after being selected in the MLB Rule 4 Draft (First-Year Player Draft) cannot be traded until after the conclusion of the World Series. NOTE: Previously, a player signed after being selected in the MLB Rule 4 Draft could not be traded until the first anniversary of the player signing his first contract.  

2. A minor league player eligible for selection in the Rule 5 Draft cannot be added to an MLB Reserve List (40-man roster), traded to another organization, or transferred from one minor league reserve list to another within the same organization, beginning with the filing of MLB & minor league reserve lists on November 20th (or November 19th if November 20th falls on a Saturday or November 18th if November 20th falls on a Sunday) and extending through the completion of the Rule 5 Draft.

3. A player cannot be traded while he is on waivers.

4. A player on an MLB Reserve List (40-man roster) who has accrued at least ten years of MLB Service Time with at least the last five years of MLB Service Time accrued with the same club (a so-called "10/5" player) has an automatic "no trade" right for as long as he remains with that club. The player can waive this right if he so chooses.

5. An Article XX-B MLB free-agent who signs a Major League contract after 11:59 PM (Eastern) on the 5th day after the final game of the World Series has an automatic "no trade" right through June 15th. The player can waive this right, but if he does he can be traded only for cash and/or player contracts with a maximum aggregate value of $50,000. Note that an Article XX-B MLB free-agent who signs a minor league contract after 11:59 PM (Eastern) on the 5th day after the final game of the World Series does NOT receive an automatic "no trade" right, even if the player is later added to the club's MLB Reserve List (40-man roster).  

POST-2017 ARTICLE XX-B MLB PLAYERS ON CUBS MLB RESERVE LIST: (updated 6-16-2016)
TBD

PLAYERS ON CUBS MLB RESERVE LIST WHO HAVE CONTRACTUAL "NO-TRADE" RIGHTS: (updated 6-16-2016)
Jason Heyward, OF (thru 2018) 
Jon Lester, LHP (thru 2020, or thru 2021 if auto-option vests or if club exercises club option)
Ben Zobrist, INF (thru 2018)

6. If a "Player to Be Named Later" (PTBNL) is part of a trade, the PTBNL cannot be on an MLB 25-man roster (MLB Active List) at any time beginning when the trade is executed (filed with the MLB office) up until when the trade is completed. A PTBNL can be a specific player or the PTBNL can be selected from a list of players or a class of players as determined by the clubs when the trade is executed. Beginning in 2015, a player signed after being selected in the MLB Rule 4 Draft (First-Year Player Draft) cannot be a PTBNL in any trade made prior to the conclusion of the World Series. Clubs have six months to agree on a PTBNL, but the clubs can agree (when the trade is executed) on a deadline that is less than six months. A cash payment (typically $50,000 for trades involving players on the 40-man roster) can be substituted for a PTBNL if no agreement can be reached within six months, but the alternative cash payment must be agreeable to both clubs and stated in writing when the trade is executed. 

7. Beginning at 4 PM (Eastern) on July 31st and extending through the conclusion of the MLB regular season, Trade Assignment Waivers must be secured before a player on an MLB 40-man roster (or 60-day DL) can be traded. NOTE: Because July 31st falls on a Sunday in 2016, the "non-waiver" trade deadline will be extended one day (to 4 PM Eastern on August 1st) in 2016 (only). 

8. In most cases a player on a disabled list can be traded, even if the player is not eligible to be reinstated and/or healthy enough to play. The one exception is if Trade Assignment Waivers must be secured before the player can be traded. In that case (only), the player must be eligible to be reinstated from the Disabled List AND healthy enough to play before the player can be placed on waivers. Otherwise the disabled player would have to remain a "Player to Be Named Later" until either the player is eligible to be reinstated from the Disabled List AND healthy enough to play such that Trade Assignment Waivers can be secured, or until the conclusion of the MLB regular season (if Trade Assignment Waivers are not secured).

 

Recent comments

Subscribe to Recent comments
The first 600 characters of the last 16 comments, click "View" to see rest of comment.
  • Cubs 3B Jason Vosler made two really bad throws on consecutive AB in the 8th. Fortunately the game was no longer in doubt at the time  

    The first one was a one-hop lob that allowed the batter to reach base on an infield single, and the second was air-mailed so far over the first-baseman's head that it went over the fence and landed in Field #4.

    Arizona Phil 1 min 2 sec ago view
  • E-MAN: Despite the HR, Donnie Dewees is really more of a slash hitter (the HR was an opposite-field line-drive) who can accumulate lots of doubles & triples. He's also a good bunter and can get on base that way, too. Although he was thrown out trying to steal in the game, he's actually a good base-stealer and baserunner.

    Defensively he has plus-range and tracks fly balls OK, so he can play CF, but he has a rag arm that requires the middle infielders to go out further into CF to make relays.

    Arizona Phil 2 min 20 sec ago view
  • I don't know how many of you remember Bobby Knoop, who played 2B for the Angels, White Sox, and Royals back in the day, but he is a coach-emeritus for the Angels, and works with the infielders at Minor League Camp, Extended Spring Training, and Instructs. He's pretty spry for a 77-year old, and he really knows his shit.

    Arizona Phil 29 min 48 sec ago view
  • With a big lead, Chapman was throwing sliders and changeups, something he's reluctant to do in a save situation. (Len and Jim covered this.)

    VirginiaPhil 38 min 32 sec ago view
  • Maybe they have a bad owner, I don't know, but they still have players and fans and a franchise, all devastated by this loss of life. Plus, everybody who follows baseball is a fan of a guy like this. It's why I used the word tragedy, which other people throw around but I try to be careful with.

    I'm at an age where I remember old incidents better than recent ones, but I have to go back to Herb Score for something as disturbing.

    VirginiaPhil 54 min 22 sec ago view
  • That was Dee Gordon's only HR this year. Wow.

    billybucks 56 min 15 sec ago view
  • Thank you PHIL.

    Glad you avoided temps in the 100s.

    I remember you mentioning Dewees needng plenty of work in th IF. How are his OF instincts?

    Also, did see much of Satchel McElroy? Only Satchel I have heard about other than the "orignal" and one of Woody Allen's kids.

    The E-Man 3 hours 41 min ago view
  • Hate to give the Mets credit, but they did everything right tonight in what had to be a very tough game for them to play. As Hollandsworth said on the Cubs post-game -- if you watched the game, you saw Mets players consoling Marlins players who were in tears during the game. Between that and the way Molina handled the Ross farewell -- maybe the Mets and Cardinal players aren't pure evil. Just the fans.

    billybucks 11 hours 12 min ago view
  • New York Mets @Mets
    Dee Gordon lead-off home run. #AintEvenMad #BiggerThanBaseball 1-0 Miami.
    7:25 PM - 26 Sep 2016

    https://twitter.com/Mets/status/780548827963133953

    crunch 11 hours 50 min ago view
  • Amazing effort by Gordon -- truly remarkable.

    billybucks 12 hours 11 min ago view
  • Cubs get 100, KB gets 100, Hendricks gets below 2.00, Cards get absolutely destroyed by the Reds -- all good, other than some Rondon concern. Hopefully, he can get a few outings in this week and find his groove. Also, I guess Soler is still struggling with his right side. Hmmmm. Too bad Joe didn't let Addy bat with the bases loaded in the 7th -- great RBI opportunity.

    I assume all the relievers are on a set schedule this week, but it seems strange Chapman pitched back-to-back.

    billybucks 12 hours 13 min ago view
  • Barry Rozner article interviewing Greg Maddux (with comments on Kyle Hendricks).

    http://www.dailyherald.com/article/20160925/sports...

    "I like watching him pitch," Maddux said of Hendricks. "I like guys that rely on movement and location. I can relate to him. That's what I had to do. "I'd rather watch him pitch than some lefty throwing 95 mph."

    Cubster 12 hours 34 min ago view
  • cubs win #100. neat.

    crunch 12 hours 42 min ago view
  • Chapman in to stop the bleeding.

    Brick 12 hours 50 min ago view
  • they're falling apart late in WAS...damn.

    crunch 13 hours 21 min ago view
  • Wilson Ramos may be hurt badly. Carried off the field. Looks like the knee.

    John Beasley 13 hours 23 min ago view