
LAST UPDATED 11-2-2017
As things stand right now...
At present, eleven Cubs minor leaguers (ten 6YFA and one second-contract FA) are eligible to be MLB Rule 55 minor league free-agents at 5 PM Eastern on Monday November 6th (the 5th day following the final game of the 2017 World Series), and 72 Cubs minor leaguers (including nine players who are on the AAA Iowa Restricted List) are eligible for selection in the December 2017 Rule 5 Draft.
NOTE: Rule 5 Draft-eligible players on the Restricted List of a AAA affiliate do not count against the reserve list roster limit for that affiliate, and they are only eligible for selection in the Major League Phase of the Rule 5 Draft.
So the Cubs have until Monday November 6th (five days after the final game of the World Series) to either sign a post-2017 minor league free-agent to a 2018 minor league successor contract or add the player to their MLB 40-man roster, otherwise the player will automatically be declared a free-agent.
NOTE: As of October 27th, INF Gioskar Amaya, RHRP Pedro Araujo, OF Jeffrey Baez, HRP Justin Hancock, C-1B Alberto Mineo, SS Carlos Penalver, RHP James Pugliese, C Ali Solis, and RHRP Daury Torrez have signed 2018 minor league successor contracts. (Prior to signing their successor contracts, these players were eligible to be minor league free-agents post-2017).
Then the Cubs must decide by November 20th which 2017 Rule 5 Draft-eligible players (including any player who signed a 2018 minor league successor contract) to add their MLB 40-man roster (to keep the player from being eligible for selection in the Rule 5 Draft).
The Cubs also must decide by November 20th whether to place a post-2017 Rule 5 Draft-eligible minor league player who is not added to the MLB 40-man roster on 11/20 on their AAA Iowa reserve list or on the reserve list of an affiliate of a lower classification. At most 38 of the 2017 Rule 5 Draft-eligible Cubs minor leaguers can be placed on the AAA Iowa Reserve List on 11/20. However, although the AAA Reserve List limit is 38, probably more like 32 or 33 of the Rule 5 Draft-eligible players will actually be placed on the AAA Iowa reserve list on 11/20, because slots need to be left open for players the Cubs might want to select in the AAA Phase of the Rule 5 Draft, as well as for free-agents signed to minor league contracts or players outrighted to the minors prior to the Rule 5 Draft. (Any Rule 5 Draft-eligible player who signs a 2018 minor league contract prior to the Rule 5 Draft will be eligible for selection).
Any 2017 Rule 5 Draft-eligible Cubs minor leaguer who is not placed on the AAA Iowa Reserve List on 11/20 will be eligible for selection in the AAA Phase of the Rule 5 Draft.
GROUP 1 (Eligible to be Minor League FA post-2017):
"ON THE BUBBLE" TO BE ADDED TO 40 IF HE DECLINES TO SIGN MINOR LEAGUE SUCCESSOR CONTRACT
1. Matt Carasiti, RHRP
LONG-SHOT TO BE ADDED TO 40 IF HE DECLINES TO SIGN MINOR LEAGUE SUCCESSOR CONTRACT
2. John Andreoli, OF
NOT LIKELY TO BE ADDED TO 40 BUT WILL LIKELY BE OFFERED MINOR LEAGUE SUCCESSOR CONTRACT
3. Trey Martin, CF
4. Mike Freeman, INF
NOTE: Carasiti and maybe Andreoli are probably the only two in this group who have any chance to get added to the Cubs MLB 40-man roster post-World Series (as happened with Jose Rosario post-2016 World Series), but Andreoli is a long-shot. The Cubs are more likely to offer each of the players listed above a 2018 minor league successor contract, but the player doesn't have to sign it. Also, if a player in this category signs a 2018 minor league successor contract, he will become eligible for selection in the 2017 Rule 5 Draft. (That's how the Cubs were able to select RHRP Hector Rondon from the Cleveland Indians in the 2012 Rule 5 Draft after Rondon had signed a 2013 minor league successor contract with the Tribe).
NOT LIKELY TO BE RETAINED OR OFFERED A MINOR LEAGUE SUCCESSOR CONTRACT
5. Elliot Soto, SS
6. Jemile Weeks, IF-OF
7. Williams Perez, RHSP
8. Scott Carroll, RHSP
9. Chris Dominguez, 1B-3B
10. Ozzie Martinez, INF
NOTE: These six players were essentially AAA "insurance policies" carried by the Cubs in case of injury to MLB guys during the 2017 season...
11. Ryan Kalish, OF
NOTE: Kalish was signed to a 2017 minor league UPC while rehabbing from knee surgery at the Cubs UAPC in Mesa
GROUP 2 (Eligible for selection in 2017 Rule 5 Draft):
LIKELY TO BE ADDED TO 40 BY 11/20:
1. Adbert Alzolay, RHSP
2. Oscar de la Cruz, RHSP
3. David Bote, INF (is playing for Mesa Solar Sox in AFL)
"ON THE BUBBLE" TO BE ADDED TO 40 BY 11/20:
4. Jake Stinnett, RHRP (is playing for Mesa Solar Sox in AFL)
5. Chesny Young, IF-OF
6. Trevor Clifton, RHSP
7. Jose Paulino, LHSP
8. Erling Moreno, RHSP
9. Charcer Burks, OF (is playing for Mesa Solar Sox in AFL)
10. Jason Vosler, INF (is playing for Mesa Solar Sox in AFL)
11. Pedro Araujo, RHRP (signed 2018 minor league successor contract - is playing for Mesa Solar Sox in AFL)
UNLIKELY TO BE ADDED TO 40 BUT COULD RECEIVE RULE 5 DRAFT CONSIDERATION:
12. Brad Markey, RHRP
13. Bijan Rademacher, OF
14. Justin Hancock, RHRP (signed 2018 minor league successor contract)
15. Daury Torrez, RHRP (signed 2018 minor league successor contract)
16. Zach Hedges, RHSP
17. Ryan McNeil, RHRP
18. Stephen Perakslis, RHRP
19. James Pugliese, RHRP (signed 2018 minor league successor contract)
20. Corey Black, RHRP (February 2017 TJS)
21. Jose Rosario, RHRP (signed 2018 minor league contract after being released in September)
22. Ryan Williams, RHSP (June 2017 right shoulder/torn rotator cuff)
23. David Garner, RHRP
24. James Norwood, RHRP
25. Chris Nunn, LHP (second-contract player - signed 2018 minor league contract)
26. Yasiel Balaguert, 1B-OF
27. Chris Pieters, OF-1B (ex-LHP)
28. Tyler Alamo, C-1B
29. Ali Solis, C (signed 2018 minor league successor contract)
30. Stephen Bruno, INF
31. Gioskar Amaya, INF (February 2017 knee surgery - signed 2018 minor league successor contract)
32. Jeffrey Baez, OF (signed 2018 minor league successor contract)
33. Carlos Penalver, INF (signed 2018 minor league successor contract)
34 Erick Castillo, C
35. Manuel Rondon, LHP
36. Tommy Thorpe, LHP
37. Yapson Gomez, LHP
38. Luis Aquino, RHP
NOTE: Any of the 30+ Rule 5 Draft-eligible players listed above would be good candidates to get selected in the AAA Phase of the 2017 Rule 5 Draft if not added to the MLB Reserve List (40-man roster) or placed on the AAA Iowa Reeerve List by 11/20.
So far this season, the Cubs have added four players to the 40 who were eligible for selection in the 2017 Rule 5 Draft (RHP Dylan Floro, RHRP Dillon Maples, RHSP Jen-Ho Tseng, and OF Mark Zagunis), although Floro was subsequently claimed off waivers by the Los Angeles Dodgers. NOTE: IF-OF Ian Happ was also added to the Cubs MLB 40-man roster during the 2017 season, but he would not have been eligible for selection in the Rule 5 Draft until post-2018.
In addition, C-1B Taylor Davis, IF-OF Mike Freeman, RHSP Seth Frankoff and LHRP Zac Rosscup (all four eligible to be minor league 6YFA post-2017) were added to the 40 during the course of the 2017 season, although Rosscup was subsequently traded to the Colorado Rockies in June, Frankoff was claimed off waivers by the Seatle Mariners in September, and Freeman was sent outright to AAA Iowa on November 3rd.
The Cubs added RHRP Jose Rosario (eligible to be a minor league FA post-2016) to the 40 after the 2016 World Series, and 2016 Rule 5 Draft-eligibles C-1B Victor Caratini, OF Jake Hannemann, RHSP Duane Underwood Jr, and LHRP Jack Leathersich were added to the 40 on 11/18. (Leathersich was eligible to be a minor league FA post-2016, but he signed a 2017 minor league successor contract in September that kept him from being a free-agent after the World Series but made him eligible for selection in the 2016 Rule 5 Draft, and then the Cubs added Leathersich to the 40 on 11/18 so that he would not be eligible for selection in the Rule 5 Draft).
Some of the Cubs minor leaguers who are Rule 5 Draft eligible (Alzolay, Araujo, Bote, Burks, Stinnett, and Vosler) are playing for the Mesa Solar Sox in the Arizona Fall League (AFL) post-2017. The Cubs will often assign a Rule 5 Draft-eligible player to the AFL to help the club decide which (if any) to add to the 40 on 11/20, as the AFL is often used as a "proving ground" for pitchers and position-players who are under consideration for promotion to an MLB 40-man roster. (Players who are eligible to be minor league free-agents after the World Series cannot be assigned to the AFL unless the player has either been added to an MLB 40-man roster or has signed a 2018 minor league successor contract).
Carasiti could get added to the 40 if he declines to sign a 2018 minor league successor contract just to keep him from becoming a minor league free-agent, but Andreoli is a long-shot to get added to the 40 even if he declines to sign a minor league successor contract. But the bottom line is, if a player eligible to be an MLB Rule 55 minor league free-agent (either 6YFA or second-contract FA) is not added to an MLB 40-man roster or does not sign a 2018 minor league successor contract by 5 PM Eastern on the 5th day after the final game of the 2017 World Series, the player will be declared a free-agent and the player's former club receives no compensation if the player signs elsewhere. So Carasiti and Andreoli (as well as the other players eligible to be a minor league FA post-2017) have leverage other Cubs minor leaguers do not have.
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MLB RULE 5 DRAFT
The MLB Rule 5 Draft is presently the last order of business at the MLB WINTER MEETINGS in December, and it is a mechanism that allows MLB clubs to select (draft) players off minor league reserve lists.
There is a "Major League Phase" where an MLB club can select Rule 5 Draft-eligible players off the reserve lists of minor league clubs (any minor league classification) for $100,000 ("Major League Phase" Rule 5 Draft price increased from $50,000 to $100,000 beginning with the December 2016 draft), and a "AAA Phase" where a club's AAA minor league affiliate can select Rule 5 Draft-eligible players off the reserve lists of minor league clubs of a lower classification (below AAA) for $24,000 (Rule 5 "AAA Phase" draft price increased from $12,000 to $24,000 beginning with the December 2016 draft).
NOTE: Effective December 2016, the "AA Phase" (where a club's AA minor league affiliate could select Rule 5 Draft-eligible players off the reserve lists of minor league clubs of a classification below AA for $4,000) has been eliminated.
There is no limit on the number of rounds in each phase (there could be one, there could be three, there could be five or more). As long as at least one club is still selecting players, the phase will continue, but as soon as all 30 teams have a full reserve list (so that clubs can no longer make selections) or have passed, the phase is over.
There is no limit on the number of Rule 5 Draft-eligible players any one organization can lose in a Rule 5 Draft.
RULE 5 DRAFT ELIGIBILITY
1. A minor league player who was 18 or younger on the June 5th immediately prior to signing his first contract is eligible for selection starting with the 5th Rule 5 Draft following his first qualified season, and a minor league player who was 19 years or older on the June 5th immediately prior to signing his first contract becomes eligible for selection starting with the 4th Rule 5 Draft following his first qualified season.
2. If a player signs his first contract after the conclusion of the season of the MLB or minor league club to which he is first assigned (even if he signs prior to the Rule 5 Draft), the next season is considered to be the player's "first qualified season" for Rule 5 eligibility purposes. (Depending on the minor league, the conclusion of a minor league club's season could be as early as the first week of August, or as late as the second week of September).
3. A player eligible to be an MLB Rule 55 minor league free-agent who signs a minor league successor contract prior to being declared a free-agent and a free-agent with prior MLB and/or minor league service who signs a minor league contract prior to the Rule 5 Draft is eligible for selection if the player was 18 or younger on the June 5th immediately prior to signing his first contract and it is at least the 5th Rule 5 Draft since he signed his first contract, or the player was 19 years or older on the June 5th immediately prior to signing his first contract and it is at least the 4th Rule 5 Draft since he signed his first contract.
4. Any player on a minor league reserve list who has either been released or had his contract voided and then re-signs with the same MLB organization within one year is eligible for selection.
5. Any player on a minor league reserve list who has been outrighted to the minors previously in his career is eligible for selection.
6. A player on the Voluntary Retired List, Disqualified List, or Ineligible List is not eligible for selection.
7. An MLB club can designate any player on a minor league reserve list "eligible for selection" in the Rule 5 Draft even if the player would not normally be eligible, but once a player is designated "eligible for selection," he remains eligible for selection in all subsequent Rule 5 drafts. NOTE: A club might do this if the club is planning to release the player during the off-season.
8. A minor league player-manager who would be eligible for selection in the Rule 5 Draft if he was only a player can be selected, but if he is selected, the player-manager can reject the selection and retire. He has 30 days to decide. If he rejects the selection and opts to retire as a player, the player-manager is ineligible to be reinstated as a player for a minimum of one year.
CUBS MINOR LEAGUERS ELIGIBLE FOR SELECTION IN 2017 RULE 5 DRAFT (last updated 11-2-2017):
Players likely to be added to MLB 40-man roster by 11/20 are highlighted in bold, italics, and underlined
Players "on the bubble": to be added to MLB 40-man roster by 11/20 are in italics and underlined
Players likely to be placed on AAA Iowa Reseve List on 11/20 are underlined
Tyler Alamo, C-1B
Adbert Alzolay, RHP
Gioskar Amaya, INF (signed 2018 minor league successor contract)
Luis Aquino, RHP (previously released by CLE - second-contract player signed for 2018)
Pedro Araujo, RHP (signed 2018 minor league successor contract)
Delbis Arcila, 1B (AAA Iowa Restricted List - last active in 2013)
Luis Ayala, OF
Jeffrey Baez, OF (signed 2018 minor league successoor contract)
Yasiel Balaguert, 1B-OF
Corey Black, RHP
David Bote, INF
Cael Brockmeyer, C-1B
Charcer Burks, OF
Stephen Bruno, INF
Roberto Caro, OF
Erick Castillo, C
Trevor Clifton, RHP
Kevin Cornelius, INF
Oscar de la Cruz, RHP
Yan de la Cruz, RHP (previously released by HOU - second-contract player signed for 2018)
Enrique de los Rios, RHP
Elvis Diaz, RHP (previously released by BAL - second-contract player signed for 2018)
Rafael Diplan, RHP (AAA Iowa Restricted List - last active in 2013)
Andrew Ely, INF
Luiz Escanio, RHP
Miguel Estevez (previously released by CIN - second-contract player signed for 2018)
Jean Garcia, RHP (previously released by SD - second-contract player signed for 2018)
Robert Garcia, OF
David Garner, RHP
Izaac Garsez, OF (AAA Iowa Restricted List - last active in 2012)
Yapson Gomez, LHP
Michael Hamann, RHP (AAA Iowa Restricted List - last active in 2013)
Justin Hancock, RJHP (signed 2018 minor league successsor contract)
Zach Hedges, RHP
David Henrie, RHP (AAA Iowa Restricted List - last active in 2012)
Luis Hernandez, RHP
Jesse Hodges, INF
Erick Leal, RHP
Mark Malave, RHP (ex-C)
Brad Markey, RHP
Joe Martarano,1B
Ryan McNeil, RHP
Jordan Minch, LHP
Alberto Mineo, C-1B (signed 2018 minor league successor contract)
Erling Moreno, RHP
James Norwood, RHP
Chris Nunn, LHP (previously released by SD - second-contract player signed for 2018)
Adonis Paula, INF
Amaury Paulino, RHP (AAA Iowa Restricted List - last active in 2012)
Jose Paulino, LHP
Tyler Pearson, C
Henrry Pedra, C-IF
Carlos Penalver, INF (signed 2018 minor league successor contract)
Stephen Perakslis, RHP
Jhonny Pereda, C
Chris Pieters, 1B-OF (ex-LHP)
James Pugliese, RHP (signed 2018 minor league successor contract)
Bijan Rademacher, OF
Will Remillard, C
Manuel Rondon, LHP
Jose Rosario, RHP (signed 2018 minor league contract after being released)
Carson Sands, LHP
Brian Smith, LHP (AAA Iowa Restricted List - last active in 2013)
Ali Solis, C (signed 2018 minor league successor contract - Article XX-D player in 2018)
Jake Stinnett, RHP
Tommy Thorpe, LHP
Daury Torrez, RHP (signed 2018 minor league successor contract)
Roberto Vahlis, C (AAA Iowa Restricted List - last active in 2015)
Dilson Vasquez, RHP (AAA Iowa Restricted List - last active in 2014)
Jason Vosler, INF
Ryan Williams, RHP
Chesny Young, INF
Additionally, any player eligible to be an MLB Rule 55 Six-Year Minor League Free-Agent (6YFA) post-2017 who signs a 2018 minor league contract or a 2018 minor league successor contract prior to the December 2017 Rule 5 Draft will be eligible for selection, and any player eligible to be an MLB Rule 55 Second Contract Minor League Free-Agent who signs a minor league contract or a minor league successor contract prior to the Rule 5 Draft will be eligible for selection if the player was 18 or younger on the June 5th immediately prior to signing his first contract and it is at least the 5th Rule 5 Draft following his first qualified season, and a minor league player who was 19 years or older on the June 5th immediately prior to signing his first contract becomes eligible for selection starting with the 4th Rule 5 Draft following his first qualified season.
POST-2017 MLB RULE 55 MINOR LEAGUE FREE-AGENTS
SIX-YEAR MINOR LEAGUE FREE-AGENT:
John Andreoli, OF
Scott Carroll, RHP (Article XX-D player in 2018)
Chris Dominguez, 1B (Article XX-D player in 2018)
Mike Freeman, INF (Article XX-D player in 2018)
Ryan Kalish, OF (Article XX-D player in 2018)
Trey Martin, OF
Ozzie Martinez, INF (Article XX-D player in 2018)
Williams Perez, RHP
Elliot Soto, INF
Jemile Weeks, INF (Article XX-D player in 2018)
SECOND CONTRACT MINOR LEAGUE PLAYER:
Matt Carasiti, RHP (previously non-tendered by COL)
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RULE 5 DRAFT RESTRICTIONS:
1. A minor league player eligible for selection in the Rule 5 Draft cannot be added to an MLB Reserve List (40-man roster), traded to another organization, or transferred from one minor league reserve list to another within the same organization, starting with the filing of MLB & minor league reserve lists on November 20th up through the conclusion of the Rule 5 Draft.
2. A Rule 5 Draft-eligible player cannot be sent outright to the minors beginning at 5 PM (Eastern) on the third day prior to the Rule 5 Draft through the conclusion of the draft.
3. A club must have as many slots open on its MLB Reserve List (40-man roster) prior to the Rule 5 Draft as the number of players it selects in the Major League Phase, and an MLB club's AAA affiliate must have as many slots open on its reserve list prior to the Rule 5 Draft as the number of players the affiliate selects in the AAA Phase.
4. A club can select a player off the reserve list of one of its own minor league affiliates, but if the player is selected in the Major League Phase, the club is bound by the same Rule 5 roster restrictions as if it had selected the player off the reserve list of another club's minor league affiliate. NOTE: This actually happened at least once a number of years ago, after a club inadvertently left one of its top prospects off its MLB Reserve List (40-man roster) when it was submitted to the MLB Commissioner on November 20th.
5. A player eligible for selection in the Rule 5 Draft cannot be "covered up" from selection, either by agreement between two clubs or by effect (such as by concocting a phony injury and placing the player on the disabled list in an attempt to decrease a player's value when the player is not really injured). Also, a player selected in the Major League Phase of the Rule 5 Draft cannot be "hidden" on a disabled list to help the drafting club fulfill Rule 5 roster obligations (such as by leaving the player on the DL after he is healthy enough to play). If the MLB Commissioner believes a club "covered up" a player to avoid losing the player in the Rule Draft or "hid" a selected player on a Disabled List, the offending club or clubs are subject to a penalty (TBD by the MLB Commissioner).
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