Restrictions on Optioning/Recalling Players to/from the Minors

GENERAL RESTRICTIONS:

1. Beginning with the 2020 season, no more than 15 players (formerly no more than 16 players) on a club's MLB Reserve List (40-man roster) may be on Optional Assignment at any one time prior to September 1st, and no more than twelve players may be on Optional Assignment at any one time beginning on September 1st and extending through the conclusion of the MLB regular season.

2. No player may be optioned to the minors prior to the start of Spring Training.

3. Generally an injured player cannot be optioned to the minors. However, an injured player who did not accrue any MLB Service Time during the previous season, has not accrued at least three years of MLB Service Time, and was not selected in the previous Rule 5 Draft, can be optioned to the minors during a period of time beginning on the first day of Spring Training until the 15th day prior to the start of the next MLB regular season. 

CAN BE OPTIONED IF INJURED UNTIL 15TH DAY PRIOR TO 2022 MLB OPENING DAY (last updated 3-17-2021):
NONE AT THIS TIME 

4. A player who is optioned to the minors generally must remain on Optional Assignment for at least ten days (for a "position player") or 15 days (for a "pitcher or for a "two-way player"), and a "position-player" optioned to the minors during Spring Training generally must remain on Optional Assignment for the first ten days of the MLB regular season and a "pitcher" or a "two-way player" optioned to the minors during Spring Training generally must remain on Optional Assignment for the first 15 days of the MLB regular season. The only exceptions are if the player is traded or claimed off waivers, recalled as the "27th man" for a doubleheader (second game of the doubleheader only if two games were scheduled after a postponed or suspended game from the previous day), or is recalled to replace a player on the MLB Active List (26-man roster) who is traded, claimed off waivers, or placed on the MLB Injured List, Bereavement/Family Medical Emergency List, Paternity Leave List, or Restricted List (but only pursuant to a suspension or administrative leave resulting from a violation or possible violation of the joint MLB-MLBPA JDV policy or a suspension resulting from a violation of the joint MLB-MLBPA JDPTP policy).
NOTE: If a player is acquired in a trade and is optioned to the minors by his new club within 24 hours, the player can be recalled from the Optional Assignment at any time without restriction, but if a player on Optional Assignment to the minors is claimed off waivers and is then optioned to the minors by his new club, the ten-day limit (for "position players") or 15 day limit (for "pitchers" and for "two-way players") does apply. So as far as the ten-day ot 15-day limits are concerned, there is a distinction made between acquiring a player in a trade and claiming a player off waivers.   
CoViD-19 EXCEPTION: The minimum number of days a player generally must remain on Optional Assignment to the minors will be ten days for both position players and for pitchers in 2021.

5. A player on Optional Assignment to the minors must be recalled no later than the day after the conclusion of his club's MLB regular season.

OTHER RESTRICTIONS:

6. A Rule 6 "Selected Player" cannot be optioned to the minors until restrictions have been removed.

RULE 6 SELECTED PLAYERS WITH MINOR LEAGUE OPTIONS REMAINING (updated 3-12-2021):
NONE   

7. Beginning on the day after the conclusion of the MLB regular season, a Rule 6 "Draft-Excluded Player" cannot be optioned to the minors any earlier than 20 days prior to MLB Opening Day.
NOTE: An injured player with Draft Excluded Status who otherwise would be eligible to be optioned up until the 15th day prior to MLB Opening Day can be optioned only during a five-day window starting on the 20th day prior to the start of the MLB regular season up until the 15th day prior to the start of the MLB regular season.

POST-2021 DRAFT-EXCLUDED PLAYER WITH MINOR LEAGUE OPTIONS REMAINING (last updated 9-8-2021):
Scott Effross, RHP 
Nick Martini, OF 
Alfonso Rivas, 1B-OF 
Adrian Sampson, RHP    

8. Per Article XIX-A of the CBA, any player on an MLB 40-man roster who has accrued at least five years of MLB Service Time (as well as an international player with Article XIX-A contractual rights) has the right to refuse an Optional Assignment to the minors, or the player can elect to be a free-agent immediately upon being optioned (he has two days to decide).
NOTE: If a player with Article XIX-A rights refuses an Optional Assignment but does not elect free-agency, the club must either retain the player on the club's MLB Reserve List (40-man roster) AND Active List, trade the player, or give the player his Outright Release.

9. A player with Article XIX-A rights can waive his right to refuse an Optional Assignment in advance, but the waiver cannot be signed more than ten days prior to MLB Opening Day, the player has the right to designate in advance which minor league team to which he can be assigned, and the waiver automatically expires if the player is not optioned to the minors within 45 days or by the 45th day of the MLB regular season (whichever is later).

CUBS ARTICLE XIX-A PLAYERS WITH MINOR LEAGUE OPTIONS REMAINING (last updated 8-20-2021): 
Robinson Chirinos, C
Willson Contreras, C 
Zach Davies, RHP 
Matt Duffy, INF
Kyle Hendricks, RHP
Jason Heyward, OF

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  • Dolorous Jon Lester 1 min 48 sec ago (view)

    I am celebrating the day he signs with another team this offseason. I didn't know I could hate him more than I did when he was in Milwaukee but here we are!

     

  • crunch 21 min 12 sec ago (view)

    wisdom can hit some bombs when he does connect..wow.

    also davies still sucks.

     

  • tim815 56 min 22 sec ago (view)

    McAvene is struggling against hitters in Instructs. He's not ready for the AZ Fall League. I'd expect to see Juan Gamez otr Aneuris Rosario first. Vazquez, I agree with, entirely.

     

  • bradsbeard 2 hours 47 min ago (view)

    On the position player side, Amaya if he's healthy. Chase Strumpf makes a lot of sense (missed some time early and late, missed all of last year). Nelson Velazquez maybe as a Rule 5 guy if they're on the fence. Cam Balego and Andy Weber are two other candidates if healthy. Luis Vazquez could also use more upper level PAs and would make sense.

    Lots of potential pitchers. Ideally Marquez but not sure they'll let him pitch this year. McAvene is probably another one. Would be awesome if Kohl Franklin could participate. 

     

  • First.Pitch.120 4 hours 4 min ago (view)

    Thanks!

     

  • Arizona Phil 8 hours 37 min ago (view)

    Cubs select contract of RHRP Jason Adam from AAA Iowa and he will be the "29th man" in today's DH with STL. Also,.C Robinson Chirinos to 10-day IL with oblique strain, and OF Greg Deichmann has been recalled from Iowa.  

     

  • Arizona Phil 9 hours 47 min ago (view)

    FP120: The Cubs have been working on pick-off plays, baserunning including rundown ("pickle") drills, amd bunt defense in pre-game and Camp Day instructional work, so it's kind of a "Point of Emphasis." Apparently it's still a work-in-progress for a lot of the guys.And it's not just pick-off plays, either. At least two or three guys have been picked-off in the first three games and there have been a couple of other baserunning gaffes as well. But that's what instructs is for, right?

     

  • First.Pitch.120 22 hours 41 min ago (view)

    So what's the deal with 5 pick off attempt errors in 3 games?

     

  • Arizona Phil 23 hours 38 min ago (view)

    Because the Cubs play only the Angels, A's, and Rockies in Instructs this year, I would not be surprised if the Cubs make a trade or two with one or more of those clubs, most especially the Angels, who might be interested in acquiring Kyle Hendricks (since they certainly can't do a rebuild with Trout, Ohtani, and Rendon on the roster). 

     

  • Arizona Phil 23 hours 40 min ago (view)

    The pitching-starved Angels established an MLB (and probably Ripley's Believe It or Not) record by selecting - ONLY - pitchers in the 2021 draft. That's twenty pitchers. No position players. They signed 19 of the twenty, and five of them pitched in today's game (2021 15th round pick Glenn Albanese Jr started the game, followed by 18th round pick Nick Mondak, 7th round pick Ryan Costeiu, 8th round pick Nick Jones, and 16th round pick Nick Dufault). 

     

  • Arizona Phil 23 hours 40 min ago (view)

    Cubs 2020 4rh round draft pick 6'8 220+ LHSP Luke Little threw mainly a 93-97 FB with an occasional CV and CH mixed-in but pitched mostly from behind in the count, issuing two walks, hitting a batter, and throwing a WP (and surrendering a towering three-run HR) in 2.1 IP of work, LHP Angel Rodriguez was able to throw strikes with a 90-91 MPH FB, CH, and CV mix, but was pounded to the tune of five singles, a double, and a triple in just 2.2 IP, Cubs 2021 14th round draft pick RHRP Frankie Scalzo featured a 93-95 MPH FB but sometimes hung his SL and was hit hard and allowed a HR and five sing

     

  • crunch 1 day 2 hours ago (view)

    chris clarke could use the work.

    brennen davis...bryce ball and casey opitz, maybe.  *shrug*

    i'd like to see ethan roberts in the mix.

     

  • ggross 1 day 9 hours ago (view)

    Phil (or anyone else),

    Who are your guesses for Cubs in the Fall League this year?  When will the announcements be made?  Thanks!

     

  • Dolorous Jon Lester 1 day 10 hours ago (view)

    My guess is another reliever. Already have Romine around to back up Willson, wins don't matter, might as well use his worthless ass.

     

     

  • tim815 1 day 20 hours ago (view)

    So, Erick Castillo for Robinson Chirinos?

     

  • Childersb3 1 day 23 hours ago (view)

    Phil, is that the one of the best Cubs AZIL team games you've seen in a while? It reads like it!!!!