
Cubs Post-2019 Off-Season Roster Prep
11/20 UPDATE:
The Cubs have selected the contracts of RHSP Tyson Miller and SS Zack Short from AAA Iowa and RHRP Manuel Rodriguez and C Miguel Amaya from Hi-A Myrtle Beach, and all four have been added to the Cubs MLB Reserve List (40-man roster).
So with the four additions, the Cubs MLB 40-man roster now stands at 36 (four slots are open).
The next date of note is December 2nd (MLB Contract Tender Deadline).
++++++++++++++++++++++++++++++++++++
11/10 ORIGINAL POST:
With twelve Cubs (RHP Tony Barnette, OF Nicholas Castellanos, LHP Xavier Cedeno, RHP Steve Cishek, LHP Cole Hamels, LHP Derek Holland, RHP Brandon Kintzler, C Jonathan Lucroy, RHP Brandon Morrow, RHP David Phelps, RHP Pedro Strop, and INF-OF Ben Zobrist) having been declared MLB Article XX-B free-agents, another (RHP Kendall Graveman) declared a second-contract MLB free-agent, and 15 Cubs minor leaguers (INF Gioskar Amaya, 1B-OF Yasiel Balaguert, RHP Trevor Clifton, C-1B Taylor Davis, RHP Enrique de los Rios, INF Phillip Evans, OF Johnny Field, RHP Chih-Wei Hu, RHP Erick Leal, INF Dixon Machado, OF Chris Pieters, C Will Remillard, LHP Manuel Rondon, RHP Allen Webster, and RHP Alex Wilson) declared Rule 55 minor league 6YFA over the past ten days or so, the Cubs next order of business is sorting out their minor league reserve lists and deciding whether to add any Rule 5 Draft-eligible players to their MLB 40-man roster.
At present there are eight slots open on the Cubs MLB Reserve List (40-man roster), so as things stand right now (Sunday 11/10) the Cubs could add as many as eight Rule 5 Draft-eligible players to the 40 on or before the 11/20 deadline for setting off-season minor league rosters. And even though the Cubs will likely gain at least one additional open slot on the 40 (maybe more) on December 2nd when MLB contracts are tendered (or non-tendered), the Cubs will almost certainly want to leave at least two or preferably three 40-man roster slots open for possible MLB free-agent signings, trades, and waiver claims when off-season minor league reserve lists are filed with the MLB office on November 20th. So figure five or maybe six (max) Rule 5 Draft eligible players will be added to the Cubs MLB 40-man roster on 11/20, but it could be significantly fewer if the Cubs make trades and/or waiver claims on 11/20 like they did last year.
Also keep in mind that any minor league player eligible for selection in the Rule 5 Draft who has his contract selected and is added to an MLB 40-man roster after August 15th has Draft-Excluded status, meaning the player cannot be sent to the minors (outrighted or optioned) any earlier than 20 days prior to MLB Opening Day, so a roster slot on the 40 that is allocated to a Rule 5 Draft-eligible player over the next ten days would effectively be locked and unavailable for the duration of the off-season and much of Spring Training.
Last year the Cubs had just one slot open on their 40-man roster on 11/20, and they added just one Rule 5 Draft-eligible player (LHP Justin Steele) to the 40. Another Cubs 2018 Rule 5 Draft-eligible player (3B Jason Vosler) was traded to the San Diego Padres for RHRP Rowan Wick on 11/20. Wick was on the Padres 40-man roster so he required a slot on the Cubs MLB 40-man roster, and the Cubs also claimed LHP Ian Clarkin off waivers from the White Sox that day. To make room for Wick and Clarkin on the 40, the Cubs sent LHRP Jerry Vasto and OF Johnny Field (both had been claimed off waivers after the World Series) outright to the minors on 11/20 and they tried to send INF Jack Reinheimer (who also had been claimed off waivers after the World Series) outright to the minors at that same time, but he was claimed off waivers by the Texas Rangers, leaving the Cubs 40-man roster at 39 (one slot open) post-11/20.
The Cubs subsequently lost Ian Clarkin off waivers (he was re-claimed by the White Sox on 11/26, although the Cubs claimed him off waivers again later in the off-season), signed minor league 6YFA LHRP Kyle Ryan to a 2019 MLB contract (and added him to the 40) and acquired INF Ronald Torreyes from the Yankees for a PTBNL on 11/28 (so the 40-man roster was now full), and traded INF Tommy LaStella to the Angels for a PTBNL on 11/29 (which left one 40-man roster slot open again), before non-tendering Torreyes, RHP Justin Hancock, and RHRP Allen Webster on 11/30 (the post-2018 contract tender date was moved up to 11/30 because 12/2 fell on a Sunday in 2018), which left the Cubs MLB 40-man roster at 36 going into the Winter Meetings. (Hancock subsequently signed a contract with the Nippon Ham Fighters in Japan, Torreyes signed an MLB contract with the Minnesota Twins less than a week after being non-tendered, and Webster re-signed with the Cubs on a minor league deal with an NRI to Spring Training after the conclusion of the Rule 5 Draft).
During the course of the 2019 MLB regular season the Cubs added one player who was eligible for selection in the 2019 Rule 5 Draft (INF Robel Garcia) and five players who were eligible to be a post-2019 MLB minor league 6YFA (RHRP Allen Webster, 1B Jim Adduci, LHRP Tim Collins, OF Carlos Gonzalez, and LHP Danny Hultzen) to their MLB 40-man roster (Adduci was sent outright to AAA in June and then deferred his right to be a free-agent until after the conclusion of the 2019 MLB regular season, Collins and CarGo elected free-agency immediately after being outrighted, and Webster was sent outright to AAA Iowa last Monday and then was declared a Rule 55 minor league 6YFA later that day), and then they added another player who was eligible to be a minor league 6YFA post-2019 (RHSP Colin Rea) to the 40 just prior to the 5 PM (Eastern) deadline last Monday.
NOTE: The Cubs selected the contract of INF Nico Hoerner and he was added to the MLB 40-man roster in September, but he was not eligible for selection in the 2019 Rule 5 Draft (he wouldn't have been eligible until post-2021).
As far as players who were eligible for selection in last year's Rule 5 Draft is concerned, the Cubs added RHRP James Norwood to the 40 during the course of the 2018 MLB regular season and LHSP Justin Steele to the 40 on 11/20. That's it. Just two.
By comparison, during the course of the 2017 MLB regular season the Cubs added four players to the 40 (RHP Dylan Floro, RHRP Dillon Maples, RHSP Jen-Ho Tseng, and OF Mark Zagunis) who would have been eligible for selection in the December 2017 Rule 5 Draft, although Floro was subsequently claimed off waivers by the Los Angeles Dodgers.
NOTE: INF-OF Ian Happ was also added to the Cubs MLB 40-man roster during the 2017 season, but he would not have been eligible for selection in the Rule 5 Draft until post-2018.
The Cubs then added three more post-2017 Rule 5 Draft-eligibles (RHSP Adbert Alzolay, INF David Bote, and RHSP Oscar de la Cruz) to the 40 on 11/20 of 2017, Bote after hitting a robust 333/395/536 for the Mesa Solar Sox in the post-season Arizona Fall League. (It's not unusual for the Cubs to assign a Rule 5 Draft-eligible player to the Arizona Fall League, as the AFL is often used as a "proving ground" for pitchers and position-players who are under consideration for promotion to an MLB 40-man roster).
So as things stand right now, 79 Cubs minor leaguers (including six second-contract minor league players and eight players eligible to be a minor league 6YFA post-2019 who signed a 2020 minor league successor contract) are eligible for selection in the December 2019 MLB Rule 5 Draft.
And as was mentioned above, the Cubs must decide by November 20th which (if any) of their 2019 Rule 5 Draft-eligible players (including the eight players who were eligible to be a minor league free-agent post-2019 who signed a 2020 minor league successor contract) to add their MLB 40-man roster to keep the player from being eligible for selection in the Major League Phase of the Rule 5 Draft.
The Cubs also must decide by November 20th whether to place a 2019 Rule 5 Draft-eligible minor league player who is not added to the MLB 40-man roster on 11/20 on their AAA Iowa reserve list or on the reserve list of an affiliate of a lower classification. At most 38 of the 2019 Rule 5 Draft-eligible Cubs minor leaguers can be placed on the AAA Iowa Reserve List on 11/20. However, although the AAA Reserve List limit is 38, probably more like 35 of the Rule 5 Draft-eligible players will actually be placed on the AAA Iowa reserve list on 11/20, because slots need to be left open for players the Cubs might want to select in the AAA Phase of the Rule 5 Draft, as well as for free-agents signed to minor league contracts or players outrighted to the minors after 11/20 but prior to the Rule 5 Draft. (Any Rule 5 Draft-eligible player who signs a 2020 minor league contract prior to the Rule 5 Draft will be eligible for selection).
Any 2019 Rule 5 Draft-eligible Cubs minor leaguer who is placed on the AAA Iowa reserve list on 11/20 will be eligible for selection in the Major League Phase of the Rule 5 Draft - ONLY - ($100,000 draft price with the possibility that the drafted player could be re-claimed later), and any 2019 Rule 5 Draft-eligible minor leaguer not placed on the AAA Iowa Reserve List on 11/20 will be eligible for selection in the AAA Phase of the Rule 5 Draft ($24,000 draft price and no mechanism to reclaim a drafted player later).
The 79 Cubs minor leaguers eligible for selection (as of 11/10) in the 2019 Rule 5 Draft can be divided into four distinct classes of players:
MOST-LIKELY TO BE ADDED TO CUBS MLB 40-MAN ROSTER BY 11/20:
Miguel Amaya, C (virtual lock)
P. J. Higgins, C-INF (likely)
Tyson Miller, RHSP (likely)
Zack Short, SS (on the bubble)
Jhonny Pereda, C (on the bubble) - signed 2020 minor league successor contract
Trent Giambrone, INF-OF (on the bubble)
Jordan Minch, LHRP (on the bubble)
Oscar de la Cruz, RHRP (on the bubble) - signed 2020 minor league successor contract
Dakota Mekkes, RHRP (on the bubble)
Luis Lugo, LHRP (on the bubble) - signed 2020 minor league successor contract
NOTE: All ten of the players listed above are legit candidates to get selected in the Major League Phase of the 2019 MLB Rule 5 Draft if not added to the MLB 40-man roster by 11/20, but those who aren't added to the 40 will most definitely be assigned to the AAA Iowa reserve list so that they will be available only in the Major League Phase ($100,000 draft price and the possibility that if selected the player might be re-claimed later). Unfortunately there is no way to know for sure which (if any) of them might get selected if left off the 40, because all it takes is one club to like a player for that player to get selected. Even in baseball, de gustibus non est disputandum.
NOT LIKELY TO BE PLACED ON MLB 40-MAN ROSTER BUT VIRTUAL LOCK TO BE ON AAA RESERVE LIST:
Jose Albertos, RHSP
Javier Assad, RHSP
Craig Brooks, RHRP
Faustino Carrera, LHSP
Bailey Clark, RHRP
Zach Davis, OF
Donnie Dewees, OF
Bryan Hudson, LHSP
Ryan Lawlor, LHRP
Vimael Machin, INF
Duncan Robinson, RHSP
Michael Rucker, RHRP
Wyatt Short, LHRP
Matt Swarmer, RHSP
Mark Zagunis, OF
Delvin Zinn, INF
NOTE: While maybe one of the players in this second group of 2019 Rule 5 Draft-eligibles could get selected in the Major League Phase, all 16 would almost certainly be selected in the AAA Phase if not placed on the AAA Iowa reserve list on 11/20, and the Cubs would very much prefer not to lose any of them, so all of them will need to be placed on the AAA Iowa reserve list so that they will be available for selection in the Major League Phase only ($100,000 draft price with the potential to re-claim later).
ON THE BUBBLE TO BE ADDED TO AAA IOWA RESERVE LIST:
Charcer Burks, OF
Jesus Camargo, RHRP
Erick Castillo, C
Scott Effross, RHRP
Wladimir Galindo, 3B-1B
Zach Hedges, RHRP
Chad Hockin, RHRP
Conor Lillis-White, LHRP
Eddy Julio Martinez, OF
Fidel Mejia, INF
Kevonte Mitchell, OF
Erling Moreno, RHSP
Connor Myers, OF
Tommy Nance, RHRP
Eury Ramos, RHSP
Ian Rice, C-1B
Manuel Rodriguez, RHRP
Carlos Sepulveda, 2B
Jake Stinnett, RHRP
Alexander Vargas, RHSP
Jerry Vasto, LHRP
D. J. Wilson, OF
NOTE: Like the players in the second group of 2019 Rule 5 Draft eligibles, the 22 players in this third group would have a good chance to get selected in the AAA Phase of the 2019 Rule 5 Draft if not added to the AAA Iowa reserve list on 11/20. So the Cubs will have to decide which are the most valuable ones and then place as many of them as is feasible on the AAA Iowa reserve list so that they will be available for selection in the Major League Phase only (and given roster limits, that probably would mean no more than 15 of the 22 will be placed on the AAA Iowa reserve list).
NOT LIKELY TO BE PLACED ON AAA IOWA RESERVE LIST:
Jhonny Bethencourt, INF
Corey Black, RHRP
Casey Bloomquist, RHRP
Andres Bonalde, LHSP
Roberto Caro, OF
Alfredo Colorado, RHRP
Yovanny Cuevas, OF
Marcos Encarnacion, RHRP (on Restricted List while serving PED suspension)
Emilio Ferrebus, RHRP
Eric Gonzalez, C
Julio Guante, RHRP
Fauris Guerrero, RHRP
Luke Hagerty, LHRP
Ryan Kellogg, LHSP
Garrett Kelly, RHRP
Rafelin Lorenzo, C
Marcus Mastrobuoni, C
Ivan Medina, RHRP
M. T. Minacci, RHRP
Rafael Narea, INF
Richard Nunez, C-1B
Eugenio Palma, LHRP
Tyler Payne, C
Raymond Pena, C
Tyler Peyton, RHRP
Gustavo Polanco, C
Abraham Rodriguez, 1B-OF
Aneuris Rosario, RHRP
Willians Vasquez, RHRP
Omar Ventura, RHRP
Danny Zardon, RHRP (ex-C-INF)
NOTE: All 31 of the players in this fourth and final group of 2019 Rule 5 Draft eligibles should be available for selection in the AAA Phase ($24,000 draft price with no mechanism to re-claim if the player is selected).
+++++++++++++++++++++++++++++++++++++++++++++++
MLB RULE 5 DRAFT:
The MLB Rule 5 Draft (officially known as the Rule 5 Selection Meeting) is held on the 2nd Thursday in December and is presently the last order of business at the MLB WINTER MEETINGS. It is a mechanism that allows MLB clubs to select (draft) players off minor league reserve lists.
There is a "Major League Phase" where an MLB club can select Rule 5 Draft-eligible players off the reserve lists of minor league clubs (any minor league classification) for $100,000 ("Major League Phase" Rule 5 Draft price increased from $50,000 to $100,000 beginning with the December 2016 draft), and a "AAA Phase" where a club's AAA minor league affiliate can select Rule 5 Draft-eligible players off the reserve lists of minor league clubs of a lower classification (below AAA) for $24,000 (Rule 5 "AAA Phase" draft price increased from $12,000 to $24,000 beginning with the December 2016 draft).
NOTE: Effective December 2016, the "AA Phase" (where a club's AA minor league affiliate could select Rule 5 Draft-eligible players off the reserve lists of minor league clubs of a classification below AA for $4,000) has been eliminated.
There is no limit on the number of rounds in each phase (there could be one, there could be three, there could be five or more). As long as at least one club is still selecting players, the phase will continue, but as soon as all 30 teams have a full reserve list (so that clubs can no longer make selections) or have passed, the phase is over.
There is no limit on the number of Rule 5 Draft-eligible players any one organization can lose in a Rule 5 Draft.
+++++++++++++++++++++++++++++++++++++++++++++++
RULE 5 DRAFT ELIGIBILITY
1. A minor league player who was 18 or younger on the June 5th immediately prior to signing his first contract is eligible for selection starting with the 5th Rule 5 Draft following his first qualified season, and a minor league player who was 19 years or older on the June 5th immediately prior to signing his first contract becomes eligible for selection starting with the 4th Rule 5 Draft following his first qualified season.
2. If a player signs his first contract after the conclusion of the season of the MLB or minor league club to which he is first assigned (even if he signs prior to the Rule 5 Draft), the next season is considered to be the player's "first qualified season" for Rule 5 eligibility purposes. (Depending on the minor league, the conclusion of a minor league club's season could be as early as the first week of August, or as late as the second week of September).
3. A player eligible to be an MLB Rule 55 minor league free-agent who signs a minor league successor contract prior to being declared a free-agent and a free-agent with prior MLB and/or minor league service who signs a minor league contract prior to the Rule 5 Draft is eligible for selection if the player was 18 or younger on the June 5th immediately prior to signing his first contract and it is at least the 5th Rule 5 Draft since he signed his first contract, or the player was 19 years or older on the June 5th immediately prior to signing his first contract and it is at least the 4th Rule 5 Draft since he signed his first contract.
4. Any player on a minor league reserve list who has either been released or had his contract voided and then re-signs with the same MLB organization within one year is eligible for selection.
5. Any player on a minor league reserve list who has been outrighted to the minors previously in his career is eligible for selection.
6. A player on the Voluntary Retired List, Disqualified List, or Ineligible List is not eligible for selection.
7. An MLB club can designate any player on a minor league reserve list "eligible for selection" in a Rule 5 Draft even if the player would not normally be eligible, but once a player is designated "eligible for selection," he remains eligible for selection in all subsequent Rule 5 drafts.
NOTE: A club might do this if the club is planning to release the player during the off-season.
8. A minor league player-manager who would be eligible for selection in the Rule 5 Draft if he was only a player can be selected, but if he is selected, the player-manager can reject the selection and retire. He has 30 days to decide. If he rejects the selection and opts to retire as a player, the player-manager is ineligible to be reinstated as a player for a minimum of one year.
CUBS MINOR LEAGUERS ELIGIBLE FOR SELECTION IN 2019 RULE 5 DRAFT (last updated 11-4-2019)
Jose Albertos, RHP
Miguel Amaya, C
Javier Assad, RHP
Jhonny Bethencourt, INF
Corey Black, RHP (signed 2020 minor league successor contract)
Casey Bloomquist, RHP
Andres Bonalde, LHP
Craig Brooks, RHP
Charcer Burks, OF (signed 2020 minor league successor contract)
Jesus Camargo, RHP
Roberto Caro, OF (signed 2020 minor league successor contract)
Faustino Carrera, LHP
Erick Castillo, C (signed 2020 minor league successor contract)
Bailey Clark, RHP
Alfredo Colorado, RHP
Yovanny Cuevas, OF
Zach Davis, OF
Oscar de la Cruz, RHP (Article XX-D player - signed 2020 minor league successor contract)
Donnie Dewees, OF
Scott Effross, RHP
Marcos Encarnacion, RHP (second contract player previously released by CIN)
Emilio Ferrebus, RHP
Wladimir Galindo, 3B-1B
Trent Giambrone, IF-OF
Eric Gonzalez, C
Julio Guante, RHP (second-contract player previously released by DET)
Fauris Guerrero, RHP
Luke Hagerty, LHP (Article XX-D player - signed 2020 minor league successor contract)
Zach Hedges, RHP
P. J. Higgins, C-INF
Chad Hockin, RHP
Bryan Hudson, LHP
Ryan Kellogg, LHP
Garrett Kelly, RHP (second-contract player previously released by MIN)
Ryan Lawlor, LHP (second-contract player previously released by ATL)
Conor Lillis-White, LHP
Rafelin Lorenzo, C
Luis Lugo, LHP (signed 2020 minor league successor contract)
Vimael Machin, INF
Eddy Julio Martinez, OF
Marcus Mastrobuoni, C
Ivan Medina, RHP
Fidel Mejia, INF
Dakota Mekkes, RHP
Tyson Miller, RHP
M. T. Minacci, RHP
Jordan Minch, LHP
Kevonte Mitchell, OF
Erling Moreno, RHP
Connor Myers, OF
Tommy Nance, RHP
Rafael Narea, INF
Richard Nunez, C-1B
Eugenio Palma, LHP
Tyler Payne, C
Raymond Pena, C
Jhonny Pereda, C (signed 2020 minor league successor contract)
Tyler Peyton, RHP
Gustavo Polanco, C-1B
Eury Ramos, RHP
Ian Rice, C-1B
Duncan Robinson, RHP
Abraham Rodriguez, OF-1B
Manuel Rodriguez, RHP
Aneuris Rosario, RHP
Michael Rucker, RHP
Carlos Sepulveda, INF
Wyatt Short, LHP
Zack Short, INF
Jake Stinnett, RHP
Matt Swarmer, RHP
Alexander Vargas, RHP
Willians Vasquez, RHP (second-contract player previously released by ATL)
Jerry Vasto, LHP (Article XX-D player)
Omar Ventura, RHP
D. J. Wilson, OF
Mark Zagunis, OF (Article XX-D player)
Danny Zardon, RHP (ex-C-IB - second-contract player previously released by PHI)
Delvin Zinn, INF
+++++++++++++++++++++++++++
RULE 5 DRAFT RESTRICTIONS
1. A minor league player eligible for selection in the Rule 5 Draft cannot be added to an MLB Reserve List (40-man roster), traded to another organization, or transferred from one minor league reserve list to another within the same organization, starting with the filing of minor league reserve lists on November 20th (or November 19th if November 20th falls on a Saturday or November 18th if November 20th falls on a Sunday) up through the conclusion of the Rule 5 Draft.
2. A Rule 5 Draft-eligible player cannot be sent outright to the minors beginning at 5 PM (Eastern) on the third day prior to the Rule 5 Draft through the conclusion of the draft.
3. A club must have as many slots open on its MLB Reserve List (40-man roster) prior to the Rule 5 Draft as the number of players it selects in the Major League Phase, and an MLB club's AAA affiliate must have as many slots open on its reserve list prior to the Rule 5 Draft as the number of players the affiliate selects in the AAA Phase.
4. A club can select a player off the reserve list of one of its own minor league affiliates, but if the player is selected in the Major League Phase, the club is bound by the same Rule 5 roster restrictions as if it had selected the player off the reserve list of another club's minor league affiliate.
NOTE: This actually happened at least once a number of years ago, after a club (Atlanta Braves) inadvertently left one of its top prospects off its MLB Reserve List (40-man roster) when minor league reserve lists were submitted to the MLB Commissioner on November 20th.
5. A player eligible for selection in the Rule 5 Draft cannot be "covered up" from selection, either by agreement between two clubs or by effect (such as by concocting a phony injury and placing the player on the Injured List in an attempt to decrease a player's value when the player is not really injured). Also, a player selected in the Major League Phase of the Rule 5 Draft cannot be "hidden" to help the drafting club fulfill Rule 5 roster obligations (such as by leaving the player on the Injured List after he is healthy enough to play). If the MLB Commissioner believes a club "covered up" a player to avoid losing the player in the Rule Draft or "hid" a selected player on an Injured List, the offending club or clubs are subject to a penalty (TBD by the MLB Commissioner).
Comments